Sadis' Corporate group represents business entities in all stages of growth, from small startups and emerging businesses to large and long-established business entities.
Our lawyers counsel investors and public companies and their boards with ongoing compliance issues under the U.S. securities laws, including periodic filings under the Exchange Act; Sections 13D, 13F, 13G and 16 under the Exchange Act; Rule 144 under the Securities Act; Dodd-Frank; and Sarbanes-Oxley. We closely monitor and advise our clients on rule-making initiatives and best practices.
Frequently Asked Questions
What securities law services does Sadis provide?
Sadis advises investors, public companies, and corporate boards on U.S. securities law compliance, regulatory reporting, disclosure obligations, and governance matters. The firm helps clients navigate complex federal requirements and best practices.
Which securities filings does Sadis handle for clients?
Sadis assists with filings under Sections 13D, 13F, 13G, and 16, as well as Forms 3, 4, and 5. The firm also advises on Rule 144 under the Securities Act, beneficial ownership reporting, and other disclosure requirements.
Does Sadis advise on Dodd-Frank and Sarbanes-Oxley compliance?
Yes. Sadis counsels’ clients on obligations under Dodd Frank and Sarbanes Oxley, including reporting, internal controls, executive compensation matters, and corporate governance considerations.
Can Sadis help companies prepare for regulatory changes?
Yes. Sadis closely monitors rule-making developments at the SEC and other regulatory bodies. The firm advises clients on upcoming changes, evolving compliance standards, and industry’s best practices.
Does Sadis work with both emerging companies and established public companies?
Yes. Sadis represents companies of all sizes, from startups preparing for initial compliance obligations to mature public businesses with ongoing reporting and governance requirements.
Does Sadis assist with Exchange Act filings?
Yes. Sadis prepares and reviews periodic filings under the Exchange Act, including annual, quarterly, and current reports. The team ensures clients meet regulatory deadlines and disclosure standards.
