Serving clients on every continent, routinely named one of the top five law firms in the U.S. for its hedge fund practice, and frequently honored for outstanding results, Sadis is known nationally and internationally as a dominant force in the financial services sector.
Sadis & Goldberg is a leading investment funds law firm, advising hedge funds, private equity funds, and alternative investment firms on fund structuring, SEC compliance, and regulatory strategies. Our investment funds lawyers offer tailored solutions to fund managers and institutional investors navigating the complexities of fund formation and governance.
We represent several hundred investment advisers and related investment entities, including hedge funds, private equity funds, venture capital funds, real estate funds, buyout funds and commodity pools. The firm’s vast experience with many types of investment funds adds value and perspective to our legal advice and business acumen concerning all aspects of alternative investments.
Sadis & Goldberg routinely counsels investors, negotiates investments in funds, and is familiar with current trends of such investments. We also provide regulatory and compliance advice and representation in connection with regulatory enforcement proceedings involving the SEC, FINRA, the CFTC, various U.S. Attorney’s Offices, the FBI, and state and local agencies.
WHAT ARE INVESTMENT FUNDS?
Investment funds pool capital from multiple investors to invest in securities, real estate, and other asset classes. Common fund types include hedge funds, private equity funds, venture capital, and real estate investment funds. Legal structuring and compliance are essential to ensure regulatory adherence and investor protection.
LEGAL SERVICES FOR INVESTMENT FUNDS
Our investment funds attorneys provide legal services in:
Legal guidance on structuring hedge funds, private equity, and venture capital funds.
Regulatory compliance, advising on SEC, CFTC, and FINRA compliance for investment funds.
Legal counsel for registered and exempt investment advisers.
Fund governance and documentation support, including drafting and reviewing offering memoranda, partnership agreements, and subscription documents.
Assisting with offshore and cross-border fund formations and international investment strategies.
FAQS ABOUT INVESTMENT FUNDS LEGAL SERVICES
Q: What legal requirements are involved in setting up an investment fund?
A: Fund formation involves structuring entities, drafting offering documents, ensuring regulatory compliance, and defining investor agreements.
Q: What does a financial services attorney do for investment funds?
A: A financial services attorney provides legal guidance on fund structuring, regulatory compliance with SEC, CFTC, and FINRA, and represents fund managers and investors in regulatory enforcement matters and fund governance issues.
Q: How can a financial services attorney help with hedge funds and private equity fund compliance?
A: Financial services attorneys advise hedge funds and private equity funds on ensuring adherence to federal and state securities laws, drafting offering documents, and navigating complex regulatory environments to mitigate legal risks.
Q: Why should investment fund managers consult a financial services attorney?
A: Investment fund managers benefit from consulting a financial services attorney to obtain expert legal counsel on fund formation, regulatory compliance, international structuring, and defense in regulatory investigations.
Q: What legal services do financial services attorneys offer for alternative investment firms?
A: Financial services attorneys provide comprehensive legal support including fund documentation, compliance advice, cross-border transactions, and representation in SEC, FINRA, and CFTC enforcement actions.
Experience
With decades of experience in fund formation and investment fund compliance, our attorneys provide strategic legal solutions tailored to fund managers, institutional investors, and financial professionals. Our investment funds lawyers stay ahead of regulatory changes to ensure seamless fund operations and mitigate legal risks.
