Join Paul Marino (Partner) and Robert Cromwell (Counsel) of Sadis and Chris Gunderson of BNY Mellon | Pershing for a three-part webinar series as we discuss the benefits of and challenges to starting your own RIA and going independent, as well as best practices for a successful start to your practice.
Session One: Introduction to Going Independent
Special Guest: Mark DeLotto, Massey Quick Simon
Topics to include:
Growth and movement to the RIA model
Legal considerations and structure
Identifying talent and maintaining culture