The SEC's Compliance Outreach Program National Seminar is Scheduled for January 31, 2012

The SEC's Compliance Outreach Program's National Seminar will focus on issues relevant to chief compliance officers (CCOs) and other senior personnel.  The National Seminar will be held in Washington, DC on January 31, 2012.  The agenda for the seminar is available at http://www.sec.gov/info/complianceoutreach/complianceoutreachns2012-agenda.htm.  In-person attendance was limited to the first 500 registrants and the registration is now closed.

If you have any concerns about your own compliance program, please contact Daniel G. Viola at 212.573.8038 or dviola@sglawyers.com, Ron S. Geffner at 212.573.6660 or rgeffner@sglawyers.com, or Todd Warren at 212.573.8021 or twarren@sglawyers.com.

 

 

 

 

Cheryl Spratt