Filing Deadline for Investment Adviser Renewals

This is a reminder for you to file your annual Form ADV update and to review your firm's registration as an investment adviser.All registered investment advisers are required to annually renew their registration. The 2014 renewal statements are available on the IARD/CRD system and contain information regarding state registration and notice filing fees. Please note that the renewal fees are required to be paid to your IARD/CRD account by December 13, 2013. Once your renewal statement has been filed, you annual amendment to Form ADV will be due within 90 days after your fiscal year end.

Cheryl Spratt